RESOURCES
At Sierra, we want our clients to have as much information as possible at their fingertips. Below are links to our fund applications, as well as a literature and document search to find what you need.
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CIO Insights: March 29, 2024
In this short video, CIO James St. Aubin gives a quick recap of Q1 2024 economic and market forces. Fixed income and equity markets entered the quarter with strong rallies, driven by expectations of both cooling inflation and resilient growth. However, once expectations for the Fed to cut rates declined, turbulence in the bond market appeared. St. Aubin also shares GDP growth and earnings outlooks and prompts us to prepare for March CPI data, which comes out on April 10. Of note: recent rising energy prices are likely to create some tailwinds for the inflation story, which will likely create headwinds for the bond market in the second quarter.
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CIO Insights: March 29, 2024
In this short video, CIO James St. Aubin gives a quick recap of Q1 2024 economic and market forces. Fixed income and equity markets entered the quarter with strong rallies, driven by expectations of both cooling inflation and resilient growth. However, once expectations for the Fed to cut rates declined, turbulence in the bond market appeared. St. Aubin also shares GDP growth and earnings outlooks and prompts us to prepare for March CPI data, which comes out on April 10. Of note: recent rising energy prices are likely to create some tailwinds for the inflation story, which will likely create headwinds for the bond market in the second quarter.
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Beneficiary ROTH Individual Retirement Account (IRA) Custodial Agreement & Disclosure Statement
Form 5305-RA under section 408(a) of the Internal Revenue Code.
Beneficiary Individual Retirement Account (IRA) Custodial Agreement & Disclosure Statement
Form 5305-A under section 408(a) of the Internal Revenue Code.
Coverdell ESA Custodial Account Agreement & Disclosure Statement
Form 5305-EA under section 530 of the Internal Revenue Code.
Investment Professional account required to view
What's the Cost of Waiting?
Bond returns have historically rallied before – and continued to rally after – the last fed funds rate hike before a cut. Read more if you've been debating re-entering the bond market.
About Us
For decades, our founders' rules-based, buy-and-sell disciplines have sought to help investors limit downside risk, grow their wealth, and achieve their investment goals. Hear more in this short video.
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About Us
For decades, our founders' rules-based, buy-and-sell disciplines have sought to help investors limit downside risk, grow their wealth, and achieve their investment goals. Hear more in this short video.
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CIO Insights: February 29, 2024
In this February 29, 2024 edition of CIO Insights, James St. Aubin discusses how consumers could control the fate of the economy, for better or worse.
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CIO Insights: February 29, 2024
In this February 29, 2024 edition of CIO Insights, James St. Aubin discusses how consumers could control the fate of the economy, for better or worse.
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2023 Year-End Quarterly Webcast
At the end of 2023, the financial markets were pricing in a Goldilocks environment for 2024 that included continued disinflation and resilient economic growth. Will that outlook materialize and what could happen to asset prices if it doesn’t? Hear thoughts and analysis our Investment Team leaders and see how our investment products responded in Q4 across fixed income and equity asset classes.
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2023 Year-End Quarterly Webcast
At the end of 2023, the financial markets were pricing in a Goldilocks environment for 2024 that included continued disinflation and resilient economic growth. Will that outlook materialize and what could happen to asset prices if it doesn’t? Hear thoughts and analysis our Investment Team leaders and see how our investment products responded in Q4 across fixed income and equity asset classes.
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Navigate Through Our Solutions
An all-in-one brochure that covers our core beliefs, investment process, funds, and strategies.
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CIO Insights: February 5, 2024
What’s the one adjective that Fed Chair Powell continues use when discussing the path back to 2%? Find out in this installment of CIO Insights, where CIO James St. Aubin recaps important data from last week’s Fed meeting, discusses why January’s payroll report prompts a need for easing policy caution and patience, and shares why S&P downgrades are not holding true this earnings season.
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CIO Insights: February 5, 2024
What’s the one adjective that Fed Chair Powell continues use when discussing the path back to 2%? Find out in this installment of CIO Insights, where CIO James St. Aubin recaps important data from last week’s Fed meeting, discusses why January’s payroll report prompts a need for easing policy caution and patience, and shares why S&P downgrades are not holding true this earnings season.
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Sierra Tactical Core Growth Fund Fact Sheet (2023)
The two investment objectives of the Sierra Tactical Core Growth Fund are to seek long-term total return (the combination of yield and net gains) while seeking to limit volatility and downside risk.
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Disciplined Risk Management: Our Investment Process
Our disciplined risk management investment process, including: participating in uptrends, security selection and trailing stops.
CIO Insights: December 15, 2023
In this edition of CIO Insights recorded on December 15, 2023, James St. Aubin discusses a a significant week for financial markets - perhaps one of the most significant of the year.
CIO Insights: December 15, 2023
In this edition of CIO Insights recorded on December 15, 2023, James St. Aubin discusses a a significant week for financial markets - perhaps one of the most significant of the year.
Pivot Party - December 2023
CIO James St. Aubin offers perspective on the Fed's recent meeting and rate decisions.
Sierra Tactical Core Growth Fund Allocations Month-over-Month
Details the changes in asset allocations for Sierra Tactical Core Growth from January 2024 to March 2024.
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Was November an Inflection Point for the Markets?
Provides a snapshot view of how money markets and the Sierra Mutual Funds performed in November 2023.
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CIO Insights: December 1, 2023
As you reconfigure portfolios for 2024, input and perspective are important. We welcome you to tune into the newest CIO Insights from Chief Information Officer James St Aubin, recorded December 1, 2023. St. Aubin highlights November as a banner month for bonds and draws attention to the Bloomberg US Aggregate Bond Index – up four and a half percent in total return last month. He explores two reasons this was significant, as well as the underpinnings of renewed bond demand, reviewing the course of yields throughout the year. Regarding monetary policy, the end of policy tightening cycles has historically been an attractive time to own bonds. Is the Fed done and are the high and yields this cycle in?
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CIO Insights: December 1, 2023
As you reconfigure portfolios for 2024, input and perspective are important. We welcome you to tune into the newest CIO Insights from Chief Information Officer James St Aubin, recorded December 1, 2023. St. Aubin highlights November as a banner month for bonds and draws attention to the Bloomberg US Aggregate Bond Index – up four and a half percent in total return last month. He explores two reasons this was significant, as well as the underpinnings of renewed bond demand, reviewing the course of yields throughout the year. Regarding monetary policy, the end of policy tightening cycles has historically been an attractive time to own bonds. Is the Fed done and are the high and yields this cycle in?
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CIO Insights: November 2, 2023
In this edition of CIO Insights, James St. Aubin discusses the recent FOMC meeting, the Q3 GDP report, and more.
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CIO Insights: November 2, 2023
In this edition of CIO Insights, James St. Aubin discusses the recent FOMC meeting, the Q3 GDP report, and more.
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Emotions of Investing
Investments take the escalator up, and the elevator down. Our investment process seeks to participate in the majority of any sustained uptrend, and mitigate downside risk.
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A Time and A Place for Everything: Current Opportunities in Fixed Income Investing
Chief Investment Strategist Ryan Harder explains why duration has been out of favor in 2023 and compares fixed income indexes.
2023 Q4 Quarterly Update Letter
This quarterly letter covers what happened during the fourth quarter of 2023, how our investment disciplines responded, and provides an outlook for the coming months.
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A Delicate Balance: October 2023
Investor anxiety remains heightened. With more than a century of experience under its belt, the Fed has seen many business cycles, but none that compare to today's. Hear more from CIO James St. Aubin.
Sierra Tactical Core Growth Fund Prospectus
Effective immediately, please be advised that the name of the Adviser, Wright Fund Management, LLC has been changed to Ocean Park Asset Management, LLC. All disclosures to the contrary in the Prospectus and SAI should be disregarded. This Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Sierra Tactical Core Growth Fund Summary Prospectus
This Summary Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Sierra Mutual Funds June 30, 2023 Quarterly Holdings Report
The Sierra Mutual Funds Portfolio of Investments (unaudited)
CIO Insights: September 14, 2023
In this edition of CIO Insights, James St. Aubin touches on energy prices, the upcoming FOMC meeting, and what's potentially in store for interest rates.
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CIO Insights: September 14, 2023
In this edition of CIO Insights, James St. Aubin touches on energy prices, the upcoming FOMC meeting, and what's potentially in store for interest rates.
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Jackson Hole - To Hike or Not to Hike: August 2023
CIO James St Aubin offers insights on the Kansas City Fed’s Jackson Hole Symposium, which took place August 24–26, citing two key takeaways from Fed Chair Jerome Powell's speech.
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CIO Insights: August 18, 2023
In this edition of CIO Insights, James St. Aubin touches on surprisingly strong US economic data and encouraging news on inflation.
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CIO Insights: August 18, 2023
In this edition of CIO Insights, James St. Aubin touches on surprisingly strong US economic data and encouraging news on inflation.
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Investment Professional account required to view
Sierra Mutual Funds - Tactical Core Income Fund - Navigating 2022 & 2023 (9.30.23)
Navigating 2022 & 2023, Cumulative Return Since Inception, and Calendar Year Returns for the Tactical Core Income Fund.
Proceed With Caution - July 2023
There is optimism that the Fed can have their cake and eat it, too, by bringing down inflation without sacrificing growth. Nevertheless, this sentiment has started waning since the beginning of June as additional economic data supports the narrative of a "soft landing."
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CIO Insights: July 28, 2023
In this July 28, 2023 edition of CIO Insights, James St. Aubin examines a big week for central banking that saw the Fed, the ECB, and the BOJ all hold policy meetings.
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CIO Insights: July 28, 2023
In this July 28, 2023 edition of CIO Insights, James St. Aubin examines a big week for central banking that saw the Fed, the ECB, and the BOJ all hold policy meetings.
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Our Commitment to Allocation Transparency
We are committed to providing you with tools that make your life easier as an advisor. Among the many ways we achieve this are through the variety of asset allocations reports that we make available.
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Sierra Tactical Risk Spectrum 70 Fund - Instl Class - Fact Sheet
Sierra Tactical Risk Spectrum 70 Fund, Instl Class, Fact Sheet as of Q4 2023.
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Two Investment Goals
Provides a broad overview of Sierra Mutual Funds' two investment goals: Prevent large, unrecoverable losses and mitigate downside risk, and produce satisfying, risk adjusted returns over a market cycle.
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CIO Insights: July 7, 2023
In this July 7, 2023 edition of CIO Insights, James St. Aubin discusses market performance for the first half of 2022.
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CIO Insights: July 7, 2023
In this July 7, 2023 edition of CIO Insights, James St. Aubin discusses market performance for the first half of 2022.
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Sierra Tactical Bond Fund Brochure
An overview of the Sierra Tactical Bond Fund.
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Sierra Tactical Risk Spectrum Fund Series
Sierra's Tactical Risk Spectrum Fund Series is a suite of multi-asset funds targeting three distinct investor risk profiles. It includes the Tactical Risk Spectrum 30 Fund, the Tactical Risk Spectrum 50 Fund, and the Tactical Risk Spectrum 70 Fund. Each Fund employs our disciplined, tactical approach and aims to provide investors a globally diversified portfolio.
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CIO Insights: June 2, 2023
In this edition of CIO Insights, James St. Aubin discusses the debt ceiling, the JOLTS and non-farm payroll reports, and more.
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CIO Insights: June 2, 2023
In this edition of CIO Insights, James St. Aubin discusses the debt ceiling, the JOLTS and non-farm payroll reports, and more.
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Tactical Core Income Fund: Risk-on vs. Risk-off
A snapshot of the "risk-on" versus "risk-off" holdings for the Sierra Tactical Core Income Fund, 2012 -2023, as well as the changes in the fund's cash allocation throughout 2023.
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Q1 2023 Market & Portfolio Review
Agenda: Market Overview, Economy & Policy, Portfolio Positioning, Outlook, Q&A
Q1 2023 Market & Portfolio Review
Agenda: Market Overview, Economy & Policy, Portfolio Positioning, Outlook, Q&A
Rules-Based Investment Process in Motion Synopsis: Funds Through February 29, 2024
Reflects how our truly tactical, rules-based investment process reacted with regard to the Sierra Mutual Funds due to market movement over the past 18 months up through February 29, 2024.
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From Dovish Hike to Hawkish Pause - June 2023
CIO James St. Aubin offers commentary following the Fed's June meeting.
CIO Insights: May 5, 2023
Recorded on May 5, 2023, CIO James St. Aubin discusses developments in economic policy, April's non-farm payroll report, the Fed meeting, and more.
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CIO Insights: May 5, 2023
Recorded on May 5, 2023, CIO James St. Aubin discusses developments in economic policy, April's non-farm payroll report, the Fed meeting, and more.
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Historical Correlation of Stocks and Bonds
Between 2001 and 2020, a 20-year pattern led to the false impression that stocks and bonds exhibit almost no correlation to one another. CIS Ryan Harder explores the historic correlation between stocks and bonds and highlights an asset class correlated to neither.
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Press Release: Sierra Tactical Risk Spectrum 70 Fund
Sierra Mutual Funds introduces the Sierra Tactical Risk Spectrum 70 Fund. The newest fund in the Risk Spectrum Series offers higher equity exposure and more choice for investors.
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CIO Insights: April 14, 2023
Recorded on April 14, 2023, CIO James St. Aubin provides insights on the US Consumer Price Index, US Producer Price Index, and more.
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CIO Insights: April 14, 2023
Recorded on April 14, 2023, CIO James St. Aubin provides insights on the US Consumer Price Index, US Producer Price Index, and more.
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Capabilities Brochure
An overview of our firm, philosophy, investment process, and investment team.
Sierra Tactical Risk Spectrum 70 Fund Summary Prospectus
This Summary Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Sierra Tactical Risk Spectrum 70 Fund Prospectus
This Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Sierra Tactical Risk Spectrum 70 Fund Profile Sheet
The two investment objectives of the Sierra Tactical Risk Spectrum 70 Fund are to provide total investment return and to limit volatility and downside risk.
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CIO Insights: March 24, 2023
Recorded on March 24, 2023, CIO James St. Aubin recaps a rollercoaster Q1 and discusses how the odds of a hard landing have shifted.
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CIO Insights: March 24, 2023
Recorded on March 24, 2023, CIO James St. Aubin recaps a rollercoaster Q1 and discusses how the odds of a hard landing have shifted.
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Investment Professional account required to view
March Market Madness
Chief Investment Officer, James St. Aubin delivers commentary surrounding the Federal Open Market Committee's meeting announcement in March 2023 and other market updates.
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Disciplined Risk Management: Our Investment Process
Our disciplined risk management investment process, including: participating in uptrends, security selection and trailing stops.
Sierra Mutual Funds December 31, 2023 Quarterly Holdings Report
The Sierra Mutual Funds Portfolio of Investments (unaudited)
Disciplined Risk Management
Learn about our investment process that is based on two goals. The first goal is to keep clients out of trouble and limit the effects of sustained market declines on client accounts, and the other is to satisfy risk-adjusted rates of return over a full market cycle.
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Disciplined Risk Management
Learn about our investment process that is based on two goals. The first goal is to keep clients out of trouble and limit the effects of sustained market declines on client accounts, and the other is to satisfy risk-adjusted rates of return over a full market cycle.
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The Value of Tactical in Every Portfolio
Why tactical investment management is so important to have in every client portfolio.
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The Value of Tactical in Every Portfolio
Why tactical investment management is so important to have in every client portfolio.
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CIO Insights: February 28, 2023
Recorded on February 28, 2023, CIO James St. Aubin looks back on an active week on Wall Street.
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CIO Insights: February 28, 2023
Recorded on February 28, 2023, CIO James St. Aubin looks back on an active week on Wall Street.
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Sierra Tactical Risk Spectrum 50 Fund - Class A & C - Fact Sheet
Sierra Tactical Risk Spectrum 50 Fund, Class A & C, Fact Sheet as of Q4 2023.
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Investment Professional account required to view
CIO Insights: January 10, 2023
Recorded on January 10, 2023, CIO James St. Aubin looks back on 2022 and touches on what he expects 2023 to bring.
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Commentary: Breaking the Tape
Rallies in both the stock and bond markets during the fourth quarter of 2022 were a welcome means of closing out a year that offered little else for investors to celebrate.
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Sierra Mutual Funds Annual Report
This letter covers the 12-month period ended September 30, 2023, the fiscal year for the Sierra Mutual Funds (“Sierra”, or, the “Funds”).
Sierra Mutual Funds Semi-Annual Report
Sierra Mutual Funds semi-annual report through March 31, 2023.
Final Capital Gains Distributions for 2023
A summary of the final capital gains for all Sierra Mutual Funds.
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What Investors Can Learn From a Terrible Year
Painful lessons from the markets to take into 2023 and beyond. Investors can’t say goodbye to 2022 fast enough. War. Severe supply shortages. Inflation at the highest levels in 40 years. Interest rates rising at a speed and by a size that was unprecedented. A bear market in stocks. A historic selloff in bonds. The tanking of Big Tech. The collapse of cryptocurrencies. The worst market for raising capital through initial public offerings in 30 years. A still lingering pandemic. The expression “cash is king” made a comeback. That was the year that was.
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10-Year Treasury Yields to Break Even
2022 was the worst year in history for core fixed income and many investors are wondering how far yields need to fall, in order to get back to break even.
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Rules-Based Process in Motion Snapshot: Sierra Tactical Risk Spectrum 50 Fund Ending March 31, 2024
Reflects how our truly tactical rules-based investment process reacted due to market movement in the Sierra Tactical Risk Spectrum 50 Fund through March 31, 2024.
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Rules-Based Process in Motion Snapshot: Sierra Tactical Core Income Fund Ending March 31, 2024
Reflects how our truly tactical rules-based investment process reacted due to market movement in the Sierra Tactical Core Income Fund through March 31, 2024.
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Sierra Tactical Core Income Fund Performance vs. Fixed Income Sectors Ending December 31, 2023
A visual view of the Sierra Tactical Core Income Fund performance against fixed income sectors from 2012 to 2023.
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'Win... By Not Losing'
CIO James St. Aubin reveals his insights on investment strategies, risk management and emotional steadfastness during this thought-provoking podcast interview on the Stansberry Investment Hour.
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CIO Insights: December 5, 2022
CIO James St. Aubin provides insights on recent market activity influenced by the holiday season, as well as an update on the performance of the S&P 500 Index.
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CIO Insights: December 5, 2022
CIO James St. Aubin provides insights on recent market activity influenced by the holiday season, as well as an update on the performance of the S&P 500 Index.
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Sierra Hires CIO James St. Aubin and CIS Ryan Harder
Sierra Investment Management, Inc. today announced that the firm has hired two investment personnel for the Sierra group of companies: Chief Investment Officer James St. Aubin and Chief Investment Strategist Ryan Harder, effective July 18, 2022. They will be based in Santa Monica, California, where the firm is headquartered.
Municipal Bonds are Anything but Boring
Municipal bonds are supposed to be boring, but they’ve been anything but boring in 2023. The environment has created an opportunity for tax harvesting and for evaluating how you allocate to municipal bonds.
Sierra Mutual Funds June 30, 2022 Quarterly Holdings Report
The Sierra Mutual Funds Portfolio of Investments (unaudited)
Sierra Tactical Risk Spectrum 30 Fund Profile Sheet
The two investment objectives of the Sierra Tactical Risk Spectrum 30 Fund are to provide total investment return and to limit volatility and downside risk.
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Commentary: Pivot Points
Riding a wave of optimism that lifted most asset prices, financial markets got off to an auspicious start in the third quarter.
Sierra Tactical Risk Spectrum 30 Fund Prospectus
This Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Sierra Tactical Risk Spectrum 30 Fund Summary Prospectus
This Summary Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Commentary: Curb Your Enthusiasm!
Fueled by renewed worries over the hawkish impulse of global central banks, investors returned to a selling mood across most asset classes as the summer wound down.
Investment Professional account required to view
Presentation: It's Not Rocket Science, It's BOND MATH
In this presentation deck our Senior Portfolio Specialist, Bill Phillips, takes you through what bond math is, how rising rates may affect client portfolios, provides examples of bond math, and looks at our rules-based investment approach.
Sierra Tactical Municipal Fund: Performance Snapshot
Monthly performance analysis booklet for the Sierra Tactical Municipal Fund sourced through Morningstar, updated through March 31, 2024.
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Average Returns Can Be Misleading (client approved flyer)
This flyer shows how average return numbers can be misleading vs. the more accurate annualized return when comparing various mutual funds.
Duration and Yield of the Bloomberg U.S. Aggregate Bond Index
This flyer shows the duration and yield of the Bloomberg U.S. Aggregate Bond Index from January 1977 through March 31, 2024.
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Sierra Tactical Risk Spectrum 50 Fund - Instl Class - Fact Sheet
Sierra Tactical Risk Spectrum 50 Fund, Instl Class, Fact Sheet as of Q4 2023.
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Sierra Tactical Risk Spectrum 50 Fund Summary Prospectus
This Summary Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Sierra Tactical Risk Spectrum 50 Fund Profile Sheet
The two investment objectives of the Sierra Tactical Risk Spectrum 50 Fund are to provide total investment return and to limit volatility and downside risk.
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Sierra Tactical Risk Spectrum 50 Fund Prospectus
This Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Risk Matters: The Importance to Managing the Sequence of Returns
This flyer shows why it's important to keep losses small, and the gains needed to break even after a market decline over 2, 5, and 10 year periods.
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Sierra Tactical Bond Fund: Performance Snapshot
Monthly performance analysis booklet for the Sierra Tactical Bond Fund sourced through Morningstar, updated through March 31, 2024.
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Sierra Tactical Bond Fund - Instl Class - Fact Sheet
Sierra Tactical Bond Fund, Instl Class, Fact Sheet as of Q1 2024.
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Sierra Tactical Municipal Fund - Class A & C - Fact Sheet
Sierra Tactical Municipal Fund, Class A & C, Fact Sheet as of Q4 2023.
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Sierra Tactical Bond Fund Prospectus
This Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Sierra Tactical Bond Fund Summary Prospectus
This Summary Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Sierra Tactical Core Income Fund: Performance Snapshot
Monthly performance analysis booklet for Sierra Tactical Core Income Fund sourced through Morningstar. Updated through March 31, 2024.
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A Comprehensive Product Offering
A one page view of our comprehensive product offering for financial advisors.
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Sales Support Territory Map
A single flyer that gives you quick access to the team of sales professionals servicing your territory.
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Sierra Tactical Municipal Fund - Instl Class - Fact Sheet
Sierra Tactical Municipal Fund, Instl Class, Fact Sheet as of Q4 2023.
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Sierra Tactical All Asset Fund - Instl Class - Fact Sheet
Sierra Tactical All Asset Fund, Instl Class, Fact Sheet as of Q4 2023.
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Sierra Tactical All Asset Fund - Class A & C - Fact Sheet
Sierra Tactical All Asset Fund, Class A & C, Fact Sheet as of Q4 2023.
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Sierra Tactical All Asset Fund Summary Prospectus
This Summary Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Sierra Tactical Core Income Fund Summary Prospectus
This Summary Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Outcomes Delivered by Process
An introduction to how the Sierra Mutual Funds investment team approaches tactical asset management.
Sierra Tactical Municipal Fund Summary Prospectus
This Summary Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Sierra Tactical Municipal Fund Prospectus
This Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Sierra Tactical All Asset Fund Prospectus
This Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Sierra Tactical Core Income Fund Prospectus
This Prospectus provides important information about the Fund that you should know before investing. Please read it carefully and keep it for future reference.
Sierra Mutual Funds Statement of Additional Information
Effective immediately, please be advised that the name of the Adviser, Wright Fund Management, LLC has been changed to Ocean Park Asset Management, LLC. All disclosures to the contrary in the Prospectus and SAI should be disregarded. This Statement of Additional Information ("SAI") is not a Prospectus and should be read in conjunction with the Prospectuses of the Sierra Tactical All Asset Fund, Sierra Tactical Bond Fund, Sierra Tactical Core Income Fund, Sierra Tactical Municipal Fund, Sierra Tactical Risk Spectrum 30 Fund, Sierra Tactical Risk Spectrum 50 Fund (each a “Fund” and together the “Funds”) dated January 30, 2023 and Sierra Tactical Risk Spectrum 70 Fund (“Fund” and together the “Funds”) dated March 31, 2023. You can obtain copies of the Funds’ prospectus, annual or semi-annual report without charge by contacting the Funds’ Transfer Agent, Ultimus Fund Solutions, LLC, 4221 North 203Rd Street, Suite 100, Elkhorn, Nebraska 68022-3474 or by calling 1-866-738-4363 or 1-866-RETI-FND.
New Account Application
Sierra Mutual Funds new account application (not for use with IRA accounts). If you require assistance completing the application, please call (866) 738-4363.
Individual Retirement Account (IRA) Custodial Account Adoption Agreement
Please complete this application to establish a new Traditional IRA or Roth IRA. This application must be preceded or accompanied by a current IRA Disclosure Statement and Custodial Agreement. If you require assistance completing the application, please call (866) 738-4363.
Simple Individual Retirement Account (IRA) Custodial Account Adoption Agreement
Please complete this application to establish a new SIMPLE IRA. This application must be preceded or accompanied by a current Disclosure Statement and Custodial Agreement. If you require assistance completing the application, please call (866) 738-4363.
Individual Retirement Account (IRA) Transfer of Assets Form
Please complete this form only if you are transferring assets directly to a new or existing Sierra Mutual Funds IRA, converting from a Traditional IRA to a Roth IRA, transferring from an existing Roth IRA, rolling over a Roth IRA, or you are requesting a direct rollover from an employer sponsored plan. If you require assistance completing the application, please call (866) 738-4363.
Non-Qualified Transfer of Assets Form
Please complete this form only if you are transferring assets directly to a new or existing non-qualified account with the Sierra Mutual Funds. Please complete a separate form for each account you wish to transfer. Transfers may take 3 to 5 weeks to complete after your paperwork is received in good order. If you require assistance completing the application, please call (866) 738-4363.
Coverdell Education Savings Account (ESA) Application
Please complete this application to establish a new Education Savings Account. This application must be preceded or accompanied by a current Disclosure Statement and Custodial Agreement. If you require assistance completing the application, please call (866) 738-4363.
Individual Retirement Account (IRA) Custodial Agreement & Disclosure Statement
Form 5305-A under section 408(a) of the Internal Revenue Code.
ROTH Individual Retirement Account (IRA) Custodial Agreement & Disclosure Statement
Form 5305-RA under section 408(a) of the Internal Revenue Code.
Are Consumers Running on Fumes? March 2024
Surprisingly, consumer demand has remained robust, despite the highest inflationary pressures in more than 40 years. The question is: how long can this last, and what are the implications when consumer spending stops? Hear insights from Chief Investment Officer James St. Aubin in March’s Investment Insights.